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FINRA Awards for Carl Shechter

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0270001/24/2019Claimant(s): Kevin Turnock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
18-0084411/26/2018Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum III
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
09-0293705/04/2012Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Brodie
Respondent(s): Jonathan Berstein
Respondent Lawyers(s): Carl F. Schoeppl
Arbitrator(s): Carl Shechter, Kevin S. Doty, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL

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