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FINRA Awards for George Herman Frisch

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0001802/23/2018Claimant(s): Mamdoh Abas
Claimant Lawyers(s): Darren S. Veracruz
Respondent(s): Proequities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): W. Scott Bowersock, George Herman Frisch, Richard Lee Fausett
Hearing Site: Los Angeles, CA
13-0360106/08/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Holly J. Sutton
Respondent(s): Vincent Woo
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Daniel R. Brush, Kendall C. Reed, George Herman Frisch
Hearing Site: Los Angeles, CA
12-0224406/03/2014Claimant(s): Joseph Ellison
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Richard M. Norman, Robert Edward Koondel, George Herman Frisch
Hearing Site: Los Angeles, CA

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