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FINRA Awards for Karl E. May

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0082812/07/2022Claimant(s): Richard Whalen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Carrington Investment Services
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
20-0287603/19/2021Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fortune Financial Services., World Choice Securities.
Respondent Lawyers(s): Karl E. May, Robert K. Cargin
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
14-0132009/19/2014Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Franklin S. Bennett
Respondent(s): Patrick Hudec
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Gary B. Deutsch
Hearing Site: Cleveland, OH
10-0464809/22/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): David Peters
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Thomas R. Skulina
Hearing Site: Cleveland, OH

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