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FINRA Awards for Carole R. Bernstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0352505/14/2012Claimant(s): Domestic Securities.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): John Laresca
Respondent Lawyers(s): John Charles Laresca
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
09-0276003/11/2010Claimant(s): Further Lane Securities, L.P.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC
Respondent Lawyers(s): Alan Friedman
Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole
Hearing Site: New York, NY

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