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FINRA Awards for Stephen Edward Cundiff

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0139112/26/2017Claimant(s): David Adams
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Neil Harvey Smith, Theodore Haynes, Stephen Edward Cundiff
Hearing Site: Nashville, TN
09-0168303/05/2012Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jason Warner
Respondent(s): Robert Bailey
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): John G. Manley, Stephen Edward Cundiff
Hearing Site: Birmingham, AL
09-0215203/25/2010Claimant(s): Gordon Stamper
Claimant Lawyers(s): Gordon D. Stamper
Respondent(s): MML Investors Services.
Respondent Lawyers(s): Audrey Y. Dupont
Arbitrator(s): James Francis Donovan, Robert N. Kohn, Stephen Edward Cundiff
Hearing Site: Birmingham, AL

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