FINRA Awards for Louis M. Ciavarra

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-00561	12/11/2023	Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Alexander C.B. Barnard Respondent(s): Daniel Caso Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Michael L. Letendre, Andrea J. Goldman, Stephen Polit Hearing Site: Boston, MA
21-01469	07/11/2022	Claimant(s): Adrienne Rowles Claimant Lawyers(s): John E. Sutherland Respondent(s): George Woerdeman Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): B. John Dill, Andrea J. Goldman, Christine R. Fitzgerald Hearing Site: Boston, MA
21-00562	02/18/2022	Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Aime Dempsey Respondent(s): Timothy Henry Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): B. John Dill, Daniel Lachar, John C Solomon Hearing Site: Boston, MA
19-01829	10/29/2021	Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Aime Dempsey Respondent(s): Keith Melanson Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Arthur J. Giacomarra, Gene M. Bauer, Brady James Hermann Hearing Site: Boston, MA
09-04310	10/21/2010	Claimant(s): New England Securities, New England Life Insurance Company Claimant Lawyers(s): Martin Harris Respondent(s): James Archibald Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Robert H. Watts, David Ellis, Robert S. Rosenfeld Hearing Site: Manchester, NH