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FINRA Awards for U.S. Bancorp Investments.

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Displaying 71-74 out of 74 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0472008/05/2011Claimant(s): Paul Jarvis
Claimant Lawyers(s): Paul Victor Jarvis
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Erin Davenport
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
09-0474808/27/2010Claimant(s): James Riley
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Russell S. Sayre
Arbitrator(s): Leah A. Murray
Hearing Site: Louisville, KY
07-0316112/08/2009Claimant(s): Mark Bowman
Claimant Lawyers(s): Mark J. Appleton
Respondent(s): Wells Fargo Investments, U.S. Bancorp Investments.
Respondent Lawyers(s): John S. Lutz, Lee Merreot
Arbitrator(s): Steven Meyrich, Patti Fellows Peters, David L. Erickson
Hearing Site: Denver, CO
08-0458105/28/2009Claimant(s): Stewart Mcfadden
Claimant Lawyers(s): Stewart McFadden
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO

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