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FINRA Awards for Michael Rose

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0082306/06/2014Claimant(s): Michael Rose
Claimant Lawyers(s): Bryan I. Reyhani
Respondent(s): Dominick & Dominick LLC
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Herbert N. Fishman, Philip Rachmelowitz, Ellyn S. Roth
Hearing Site: New York, NY
13-0257203/04/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Michael Rose
Respondent Lawyers(s): Michael Stevan Rose
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA

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