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FINRA Awards for David Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0269903/26/2021Claimant(s): David Brown
Claimant Lawyers(s): Chelsea Masters
Respondent(s): LPL Financial LLC, Park Avenue Securities LLC
Respondent Lawyers(s): Kristin Wynne, Sara B. Davis
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
18-0079909/08/2018Claimant(s): David Brown
Claimant Lawyers(s): Eric Litow
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL

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