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FINRA Awards for Brent J. Burtin

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0325911/19/2012Claimant(s): Robert Slovinsky
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Robert J. Kheel, Raymond J. Cullen, Laura Carraher
Hearing Site: New York, NY
Expungement
07-0279710/15/2008Claimant(s): John Anderson
Claimant Lawyers(s): Steven E. Rau
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): William J. Rosso, Richard W. Thiele, John D. Campion
Hearing Site: Minneapolis, MN

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