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FINRA Awards for First Command Financial Planning.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0316206/04/2018Claimant(s): First Command Financial Planning.
Claimant Lawyers(s): Karen C. Denney
Respondent(s): John Velez
Respondent Lawyers(s): Cody L. Towns
Arbitrator(s): Frank R. Mead, Roger A. Geddes, Stephen David Bauer
Hearing Site: Phoenix, AZ
12-0169711/06/2013Claimant(s): First Command Financial Planning., First Command Financial Services., First Command Securities Corporation
Claimant Lawyers(s): Ethan H. Cohen, Steven W. Hamm
Respondent(s): Bradford WilsonL Financial LLC, James Agostini, Jeanine Bodie, Jeb Zoller, Patrick Burgess, Robert Paschal, Shelby Hill, Stephen Simmons, Davinci Financial Designs
Respondent Lawyers(s): Cory E. Manning, Elizabeth Ann Agostini, Justin M. Kata, Richard J. Morgan
Arbitrator(s): W. Wells Van Pelt, Charles L.A. Terreni, Donald John Andres
Hearing Site: Columbia, SC
09-0397606/24/2011Claimant(s): First Command Bank, First Command Financial Planning., First Command Financial Services.
Claimant Lawyers(s): Jeremy L. Harmon
Respondent(s): Kenneth Davey
Respondent Lawyers(s): Branden W. Sparks
Arbitrator(s): Ann Blaess Kimball, Russell H Hairston, Larry N. Quinn
Hearing Site: Dallas, TX
07-0127507/25/2008Claimant(s): First Command Financial Planning., First Command Financial Services.
Claimant Lawyers(s): Jeremy L. Harmon, Lee F. Christie
Respondent(s): James Washnock, John Washnock
Respondent Lawyers(s): Gregory T. Talley
Arbitrator(s): Jack K. Lovette, Daniel A. Kile, Robert E. Treadaway
Hearing Site: Dallas, TX

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