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FINRA Awards for Adam J. Ciffone

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0102408/26/2024Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities.
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Paul C. Kurland, Adam J. Ciffone, Melnia Annero Cordis
Hearing Site: New York, NY
22-0017110/06/2022Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson, Emily A. Hayes
Arbitrator(s): Richard W. Cutler, John Franklin Udochi, Adam J. Ciffone
Hearing Site: New York, NY

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