Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04869 | 04/18/2013 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Charles A. Hammaker Respondent(s): Stifel, Nicolaus & Co.., Gary Endres Respondent Lawyers(s): Andrew Shapren, Joseph A.. Dougherty Arbitrator(s): Nancy J. Spieczny, Deanna Margaret Veitia, Brian William Heublein Hearing Site: San Diego, CA | ||
| 08-04786 | 02/16/2010 | Claimant(s): Christopher Cohn, Laurens Rhinelander, Simon Lewis Claimant Lawyers(s): Erwin Shustak Respondent(s): UBS Securities LLC, UBS Financial Services Inc. Respondent Lawyers(s): Andrew J. Ceresney Arbitrator(s): Anatoly "Tony" Zuban, Deanna Margaret Veitia, Michael D. Briggs Hearing Site: San Diego, CA |