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FINRA Awards for Mary Kathleen Coleman

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0043109/25/2024Claimant(s): Dax Seale
Claimant Lawyers(s): George L. Guerra
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Chandler R. Bridges, Peter N. Thompson, Mary Kathleen Coleman
Hearing Site: Dallas, TX
15-0293809/21/2017Claimant(s): Charles Kibler
Claimant Lawyers(s): Adam G. Anderson
Respondent(s): Donald Smith, Provident Private Capital Partners., Provident Wealth Management.
Respondent Lawyers(s): Ryan O. Hemminger
Arbitrator(s): David M. Panko, Mary Kathleen Coleman, Mark A. Sipper
Hearing Site: Pittsburgh, PA

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