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FINRA Awards for Craig D Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0091406/25/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D Stein
Respondent(s): Jeffrey Allen
Respondent Lawyers(s): Jeffrey Thomas Allen
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
18-0314003/06/2019Claimant(s): Jeffrey Newman
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Karen Z. Fischer, Paul J. Burkhart, Mitchell Stephen Feig
Hearing Site: Boca Raton, FL
14-0242705/14/2015Claimant(s): Scott Goodkind
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph L. Bernstein, Bruce K. Isenberg, Gustavus L. Pearthree
Hearing Site: Boca Raton, FL

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