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FINRA Awards for Joyce L. Hurley

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0017207/31/2014Claimant(s): Teresa Harmon
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
12-0093611/29/2012Claimant(s): Fariba Madison
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Rita Kennann
Respondent Lawyers(s): Arline P. Vezina
Arbitrator(s): A. Joel Klein, Joyce L. Hurley, Karen A. Lockwood
Hearing Site: Los Angeles, CA
Expungement
11-0102810/17/2011Claimant(s): Jason Guehl
Claimant Lawyers(s): Jason Robert Guehl
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Vaughn Thomas Hale, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
08-0276808/11/2009Claimant(s): Mark Rossel
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia Tsipras
Arbitrator(s): Joyce L. Hurley, Joseph C. Watson, Russell T. Doe
Hearing Site: Los Angeles, CA

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