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FINRA Awards for Gary W. Sherbell

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0014008/28/2012Claimant(s): Donald Adkins
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Michael E. Olney, Gary W. Sherbell, Walter Michael Mathews
Hearing Site: New York, NY
02-0750110/19/2011Claimant(s): Peter Green
Claimant Lawyers(s): Peter Green
Respondent(s): Cadaret Grant & Co..
Respondent Lawyers(s): Chaim J. Jaffe
Arbitrator(s): Joseph J. Arata, John B. Myers, Gary W. Sherbell
Hearing Site: New York, NY
09-0349301/25/2011Claimant(s): Amy Dunn, Brian Langille, Christian Miller, Ricardo Zulliger, Tanya Lincevski, Vincent Bilello, Vincent Faust
Claimant Lawyers(s): James M. Griffin
Respondent(s): Dresdner Kleinwort Securities LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Gary W. Sherbell, Edwin H. Nordlinger, Kyle Maldiner
Hearing Site: New York, NY

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