FINRA Awards for Adam D. Palmer

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02580	04/24/2019	Claimant(s): Marc Lowell Claimant Lawyers(s): Adam D. Palmer Respondent(s): Argentus Securities Respondent Lawyers(s): James Jeffrey Halvosa Arbitrator(s): Susan L. Torbin, Richard J. Kaplan, Jonathan Chane Hearing Site: Boca Raton, FL
17-00373	11/21/2017	Claimant(s): Jeremy Gottlieb Claimant Lawyers(s): Adam D. Palmer Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): William Kent Brown, William E. Schneider, Alisa Matire Hearing Site: Boca Raton, FL
16-03013	06/02/2017	Claimant(s): Keith Singer Claimant Lawyers(s): Adam D. Palmer Respondent(s): Argentus Securities Respondent Lawyers(s): James Jeffrey Halvosa Arbitrator(s): Paul J. Burkhart, Jeremy M. Colvin, Ronald Stephen Robins Hearing Site: Boca Raton, FL
14-01222	12/29/2014	Claimant(s): Scott Notowitz Claimant Lawyers(s): Adam D. Palmer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Robert A. Sauerberg, Walter John Chesney, Theodore Israel Herold Hearing Site: Boca Raton, FL
14-01221	12/24/2014	Claimant(s): Douglas Adams Claimant Lawyers(s): Adam D. Palmer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth Crowley Arbitrator(s): Robert A. Sauerberg, David E. Mowry, Edward R. Niederriter Hearing Site: Boca Raton, FL
10-00933	02/24/2011	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Richard Plevy Respondent Lawyers(s): Adam D. Palmer Arbitrator(s): Jeffrey C. Thompson, Ilisa J. Smukler, William Kent Brown Hearing Site: Boca Raton, FL