FINRA Awards for Lauren R. Whetstone

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01062	09/25/2019	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Lauren R. Whetstone Respondent(s): Nicholas Giambri Respondent Lawyers(s): Nicholas Anthony Giambri Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL
19-00894	07/12/2019	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Lauren R. Whetstone Respondent(s): Steven Rodman Respondent Lawyers(s): Steven Andrew Rodman Arbitrator(s): Barth Satuloff Hearing Site: Boca Raton, FL
17-01312	12/06/2017	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Lauren R. Whetstone Respondent(s): Gordon Brown Respondent Lawyers(s): Gordon Kenneth Brown Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
13-02030	03/19/2014	Claimant(s): Citigroup Global Markets., John Serna, Steven Forde Claimant Lawyers(s): Lauren R. Whetstone Respondent(s): Arthur Rowland, Cora Rowland Respondent Lawyers(s): Tauya Johnson Arbitrator(s): Donald W. McKenzie, Pamela A. Kentra, Craig D. Cook Hearing Site: Chicago, IL		Expungement