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FINRA Awards for John Serna

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0203003/19/2014Claimant(s): Citigroup Global Markets., John Serna, Steven Forde
Claimant Lawyers(s): Lauren R. Whetstone
Respondent(s): Arthur Rowland, Cora Rowland
Respondent Lawyers(s): Tauya Johnson
Arbitrator(s): Donald W. McKenzie, Pamela A. Kentra, Craig D. Cook
Hearing Site: Chicago, IL
Expungement

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