FINRA Awards for Orville Theodore McCormac

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01865	04/26/2018	Claimant(s): Wilson Colberg Trigo Claimant Lawyers(s): Enrique J. Mendoza-Mendez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Carlos Bobonis, Kathryn D. Perreault Arbitrator(s): Caryl S. Bernstein, Earle J. Schwarz, Orville Theodore McCormac Hearing Site: San Juan, PR
15-03203	04/12/2017	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn D. Shaw Respondent(s): Michael Terry Respondent Lawyers(s): Michael J. Terry Arbitrator(s): Richard S. Zaifert, Mimi B. Osiason, Orville Theodore McCormac Hearing Site: Tampa, FL