Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02656 | 10/02/2024 | Claimant(s): Rodger Thomas Claimant Lawyers(s): Avi Rosenfeld Respondent(s): NewBridge Securities Corp., National Securities Corporation Respondent Lawyers(s): Emily A. Hayes, Rick Slavik Arbitrator(s): Edith M. Novack, Richard Steven Pollack, Kevin K Walsh Hearing Site: Jersey City, NJ | ||
| 11-04632 | 02/05/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Rodger Thomas Respondent Lawyers(s): Rodger E. Thomas Arbitrator(s): Anthony Michael Sabino Hearing Site: New York, NY |