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FINRA Awards for Brian J. Kovack

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0074302/17/2022Claimant(s): Gary Kovach
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Kovack Securities Inc, Brian Kovack
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Jeffrey M. Bain, Peggy Foley Jones, Kevin Brodar
Hearing Site: Cleveland, OH
11-0252902/06/2012Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Brian Kovack
Respondent(s): Charles Coley
Respondent Lawyers(s): Charles Harrison Coley
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL
10-0359503/30/2011Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Brian Kovack
Respondent(s): Marco Caporale
Respondent Lawyers(s): Marco A. Caporale
Arbitrator(s): James D. Keeney
Hearing Site: Tampa, FL
07-0139904/25/2008Claimant(s): J.B. Hanauer & Co.
Claimant Lawyers(s): Jeffrey L Cox
Respondent(s): Michael Gold
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Ned B. Young, Daniel H. Yaffe, Brian J. Kovack
Hearing Site: Boca Raton, FL

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