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FINRA Awards for Stephen A. Saker

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0251903/24/2022Claimant(s): Sean Huskins
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B Magarian
Arbitrator(s): Langfred W. White, Stephen A. Saker, John Winslow Griesser
Hearing Site: Orlando, FL
11-0034112/22/2011Claimant(s): Sean McGrover
Claimant Lawyers(s): Sean Patrick McGrover
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Fleming
Respondent Lawyers(s): Peter R. Rosenzweig
Arbitrator(s): Maurice M. Feller, Stephen A. Saker, Robert M. Bath
Hearing Site: Orlando, FL

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