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FINRA Awards for Thomas Vays

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0133401/06/2011Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Thomas Vays
Respondent(s): Shawn Arlauckas, Financial Network Investment Corporati
Respondent Lawyers(s): Shawn Arlauckas, Thomas Vays
Arbitrator(s): Fred S. Pieroni, Robina Fedora Asti, Anthony P. Connolly
Hearing Site: Newark, NJ
08-0135311/12/2008Claimant(s): Katherine Knowlden-Ryerson
Claimant Lawyers(s): Katherine C. Knowlden-Ryerson
Respondent(s): Primevest Financial Services.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): Joseph O'Donnell
Hearing Site: Baltimore, MD
07-0053406/23/2008Claimant(s): Thomas Mccarthy
Claimant Lawyers(s): Cindy D Salvo
Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets.
Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays
Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann
Hearing Site: Newark, NJ

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