Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01124 | 12/30/2021 | Claimant(s): Dao Phan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities. Respondent Lawyers(s): Clive Slovin Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 20-02758 | 05/14/2021 | Claimant(s): Stephen Dissette Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities. Respondent Lawyers(s): Clive Slovin Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 18-02175 | 01/25/2019 | Claimant(s): John Balcerzak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities., World Group Securities. Respondent Lawyers(s): Clive Slovin, Susan D. Duff Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | ||
| 16-03224 | 10/09/2017 | Claimant(s): Vivienne Schleu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, WMA Securities., World Group Securities. Respondent Lawyers(s): Clive Slovin, Jon D. Kaplon, Susan D. Duff Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL |