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FINRA Awards for James Ciocia

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0293105/23/2024Claimant(s): James Ciocia
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard S. Zaifert, Jerome Blevins, Brian E. Spletzer
Hearing Site: Tampa, FL
20-0314008/09/2021Claimant(s): James Ciocia
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL

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