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FINRA Awards for Doug Campbell

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0102911/08/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Rebecca Swenson
Respondent(s): Lynn Blankenberger
Respondent Lawyers(s): Lynn Blankenberger
Arbitrator(s): Frances D. Sheehy, Howard Bernstein, Doug Campbell
Hearing Site: Boca Raton, FL
Expungement
07-0225003/11/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): John Kendall
Respondent Lawyers(s): Ronald Weil
Arbitrator(s): John M. Eadie, Doug Campbell, Tom Cameron
Hearing Site: Boca Raton, FL
08-0147210/29/2008Claimant(s): Citigroup Global Markets., Citigroup Golbal Markets Holdings.
Claimant Lawyers(s): Jennifer Blunt
Respondent(s): Carlos Shibata
Respondent Lawyers(s): Carlos A. Shibata
Arbitrator(s): Daniel H. Yaffe, Laura Jeanette Cognetti, Doug Campbell
Hearing Site: Miami, FL

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