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FINRA Awards for James G Paulsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0366803/03/2022Claimant(s): Eric Wenzel
Claimant Lawyers(s): Howard Schragin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Howard J. Stiefel, Elliot Schnapp, James G Paulsen
Hearing Site: New York, NY
19-0035512/13/2019Claimant(s): Michael Fornasier
Claimant Lawyers(s): Michael John Fornasier
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Timothy P. Kebbe, Anna Lascar, James G Paulsen
Hearing Site: New York, NY

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