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FINRA Awards for Tim James O'Keefe

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0127503/02/2022Claimant(s): Theodore Fischer
Claimant Lawyers(s): Brian Luther
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji
Hearing Site: Los Angeles, CA
15-0044804/10/2017Claimant(s): Sherif Iskander
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harold M. Brody
Arbitrator(s): Christopher L. Mass, Tim James O'Keefe, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA

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