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FINRA Awards for Stephany D. McLaughlin

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0496102/22/2012Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Zurn
Respondent Lawyers(s): Jeffrey L. Malek
Arbitrator(s): Alvin L. Fishman, Amy Seltzer, Carol Ann Jensen
Hearing Site: San Francisco, CA
09-0174104/07/2011Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Gillimore
Respondent Lawyers(s): Richard A. Hoyer
Arbitrator(s): Nancy Hutt, Peter H. Daly, Harvey M. Baraban
Hearing Site: San Francisco, CA
09-0171506/23/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Joe Cantu
Respondent Lawyers(s): Joe M. Cantu
Arbitrator(s): Peter J. Lavezzoli, Thomas L. Curran, Donald R. McGahan
Hearing Site: Ft. Lauderdale, FL

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