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FINRA Awards for Craig D. Stein

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0696110/15/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Jeffrey Taylor
Respondent Lawyers(s): Jeffrey Eugene Taylor
Arbitrator(s): George R. Canty
Hearing Site: Boca Raton, FL
09-0510809/29/2010Claimant(s): Wells Fargo Advisors, fka Wachovia
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Ivan Pulido
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Lewis J. Levey, Barth Satuloff, Neil J. Berman
Hearing Site: Miami, FL

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