FINRA Awards for Robert Elman

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02788	07/21/2014	Claimant(s): Mark White Claimant Lawyers(s): Stacey M. Garrett Respondent(s): Elisabeta Taborelli Respondent Lawyers(s): Elisabeta Taborelli Arbitrator(s): Alan Stamm, John B. La Rue, Robert Elman Hearing Site: Los Angeles, CA		Expungement
09-03467	05/06/2014	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Matthew Belden Respondent Lawyers(s): Richard Sacks Arbitrator(s): James N. D'Orso, Kenneth W. Gosliner, Robert Elman Hearing Site: San Francisco, CA
09-02586	12/02/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Nils Barrett Respondent Lawyers(s): Steven M. Harris Arbitrator(s): Blaine Smith, Linda L. Drummond, Robert Elman Hearing Site: Los Angeles, CA
06-04407	06/03/2009	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): David H. Smith Respondent(s): David Bryant Respondent Lawyers(s): Jonathan W. Evans Arbitrator(s): Donald T. Meder, Dorothy B. Strackbein, Robert Elman Hearing Site: Los Angeles, CA
07-01941	09/23/2008	Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Carolyn Guy Respondent(s): Gary Handler Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Robert S. Fash, Robert Elman, Katharine Reed Coleman Hearing Site: Los Angeles, CA