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FINRA Awards for James D. Adducci

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0093403/08/2016Claimant(s): Jay Maltby
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Ray J. Grzebielski, James D. Adducci, Harry Edward Resis
Hearing Site: Chicago, IL
12-0421506/10/2014Claimant(s): Randall Auker
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James D. Adducci, Kenneth J. Good, Thomas Michael Genovese
Hearing Site: Chicago, IL
05-0050505/16/2008Claimant(s): Thomas Powers
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): New England Securities, Metropolitan Life Ins. Company, New England Life Insurance Company
Respondent Lawyers(s): John A. Berg & Martin Harris
Arbitrator(s): James D. Adducci, Michael Steinberg, Richard R. Bicek
Hearing Site: Chicago, IL

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