| 11-03937 | 09/21/2012 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Brian Wilder, Morgan Stanley
Respondent Lawyers(s): Michael L. Chinitz
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Paul A. Auerbach
Hearing Site: Boston, MA
| | |
| 07-01736 | 01/05/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): David L. Ward
Respondent(s): James Dowd, John McMahon, Morgan Stanley & Co., Mark Brown, Todd Walker
Respondent Lawyers(s): Michael L. Chinitz, Michael L. Rosen
Arbitrator(s): John R. Thompson, Sandor I. Rabkin, Thomas J. Horack
Hearing Site: Boston, MA
| | |
| 07-00701 | 08/13/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Michael L. Chinitz
Respondent(s): Gabriel Defeo, Karen Ellis, Louis Garofano, Martin Courage
Respondent Lawyers(s): Catherine A. Sammartino, Todd M. Reed
Arbitrator(s): Stephen Z. Frank, Robert V. Deiana, Evalyn Lipton Fishbein
Hearing Site: Providence, RI
| | |
