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FINRA Awards for Gary Kostow

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0023312/19/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Thomas Herber
Respondent Lawyers(s): Thomas William Herber
Arbitrator(s): Gary Kostow
Hearing Site: San Francisco, CA
13-0188909/16/2015Claimant(s): Cliff Shum
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Will P. Riffelmacher
Arbitrator(s): Philip Aaron Tymon, Homer L. Davis, Gary Kostow
Hearing Site: San Francisco, CA

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