FINRA Awards for Dana R. Dawe

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-00233	01/31/2017	Claimant(s): Alishia Terrill Claimant Lawyers(s): Jon J. Schrotenboer Respondent(s): Syed Mahmud Respondent Lawyers(s): Devin W. Bone Arbitrator(s): Martin Brosnan, Dana R. Dawe, Seth H. Barsky Hearing Site: Detroit, MI
11-00398	07/18/2012	Claimant(s): Anthony Desantis Claimant Lawyers(s): Mark T. Butler Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): John C. Kelly Arbitrator(s): Jacqueline R. Fox, Dana R. Dawe, Michael George Kelly Hearing Site: Detroit, MI
08-01355	07/15/2009	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Sterling Stegall Respondent Lawyers(s): Thomas E. Marshall Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano Hearing Site: Detroit, MI
05-02411	02/20/2008	Claimant(s): Thomas Fitzgerald Claimant Lawyers(s): J. Steven Parker Respondent(s): Ameriprise Advisor Services., H & R Block. Respondent Lawyers(s): Robert M. Vercruysse Arbitrator(s): Dana R. Dawe, Martin I. Reisig, Mayra Adela Rodriguez Hearing Site: Detroit, MI