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FINRA Awards for Brian C. Hale

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0229703/16/2016Claimant(s): Dennis Coral
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
14-0056311/18/2014Claimant(s): Scott Weber
Claimant Lawyers(s): Brian D. Elias
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert A. Sauerberg, Kathy N. Novick, Carolyn E. Moore
Hearing Site: Boca Raton, FL

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