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FINRA Awards for Alex J. Rosenthal

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0332206/30/2017Claimant(s): Andrew Zentmayer, David Powers, Marc Morell
Claimant Lawyers(s): Alex J. Rosenthal
Respondent(s): Kristen Dobkowski
Respondent Lawyers(s): Steven D. Toskes
Arbitrator(s): Mark C. Perry, Gilbert A. Schnirman, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
Expungement

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