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FINRA Awards for Jessica G. Klein

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0194011/22/2011Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Richard Brooks
Respondent Lawyers(s): David M. Lazarus
Arbitrator(s): Lester M. Rosenberg
Hearing Site: Miami, FL
11-0181111/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): John Monaghan
Respondent Lawyers(s): Al Van Kampen
Arbitrator(s): Lawrence E. Little
Hearing Site: Seattle, WA
11-0181910/19/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Jeffrey Tock
Respondent Lawyers(s): Jeffrey Scott Tock
Arbitrator(s): Frank C. Fogl
Hearing Site: Cleveland, OH

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