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FINRA Awards for Megan A. Smith

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0119609/14/2011Claimant(s): UBS Financial Services Inc., UBS Financial Services Inc of Puerto Ric
Claimant Lawyers(s): Eileen O'Connell Arcuri, Megan A. Smith
Respondent(s): Carmen Sanchez
Respondent Lawyers(s): Carmen Sanchez
Arbitrator(s): Monroe Mitchel
Hearing Site: San Juan, PR
10-0504106/03/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Joseph Bazbaz
Respondent Lawyers(s): Joseph Bazbaz
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
10-0504305/20/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Linda Lawson
Respondent Lawyers(s): Linda S. Lawson
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
10-0504505/19/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Alma Alcoser
Respondent Lawyers(s): Freddy B. Ruiz
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX

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