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FINRA Awards for Brett W. Olander

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0335511/15/2018Claimant(s): Charles Duddingston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann McCague
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
16-0029512/29/2017Claimant(s): Feltl & Company
Claimant Lawyers(s): Steven Phillips
Respondent(s): Mark Fautsch
Respondent Lawyers(s): Jonathan P. Norrie
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
16-0245312/29/2017Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Jeffrey Olson
Respondent Lawyers(s): Aaron R. Hartman
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
16-0315908/25/2017Claimant(s): Jeffrey Thoele
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Next Financial Group., The O.N. Equity Sales Company, Walnut Street Securities.
Respondent Lawyers(s): Jeremy Carr, John Unger, Mark E. Elsener
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
16-0270603/03/2017Claimant(s): KBS Capital Markets Group LLC
Claimant Lawyers(s): Eric S. Beane
Respondent(s): Jason Johnson
Respondent Lawyers(s): Elizabeth Ridley Gelderman
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN

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