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FINRA Awards for Robert L. Spangler

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0516801/31/2012Claimant(s): Navigate Advisors
Claimant Lawyers(s): Joseph F. Generelli
Respondent(s): C.L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Henry F. Minnerop, Robert L. Spangler, Abe I. Borenstein
Hearing Site: New York, NY
09-0593407/11/2011Claimant(s): HAP Trading
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Robert L. Spangler, Allan N. Taffet, Mark J. Happe
Hearing Site: New York, NY
07-0249310/28/2009Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Bruce E. Coolidge
Respondent(s): Mark Ramos, Martin Allamian, Michael Elizondo, Last Atlantis Capital Management, Lek Securities Corporation, Petra Trading Group LLC
Respondent Lawyers(s): Anthony C. Valiulis, Tommy P. Beaudreau
Arbitrator(s): Robert L. Spangler, David I. Goldblatt, Steven David Leader
Hearing Site: New York, NY

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