FINRA Awards for Ferdinand Schoch

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01727	04/04/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Julianne L. Peck Respondent(s): Kim Nordmo Respondent Lawyers(s): Mark J. Astarita Arbitrator(s): Ferdinand Schoch, Arocles Aguilar, Peter Anthony Sigal Hearing Site: San Francisco, CA
09-00090	03/21/2012	Claimant(s): Barry Pollack, Scott Pollack, Barry & Kimberly Pollack Family Trust, Evelyn H. Pollack Grandchildren Trust Claimant Lawyers(s): Tanya Sacks Respondent(s): Christopher China, Eric Arlt, Itradedirect.Com Corp Respondent Lawyers(s): Brian Sanders, Christopher M. China, Eric D. Arlt Arbitrator(s): Ferdinand Schoch, Mark R. Harris, Mark Aaron Jones Hearing Site: San Francisco, CA
10-01568	06/23/2011	Claimant(s): Stephen Kelleher Claimant Lawyers(s): David H.S. Commins Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): John W. Stenson Arbitrator(s): Ferdinand Schoch, Walter P. Hitchcock, James R. Dickson Hearing Site: San Francisco, CA