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FINRA Awards for Lehman Brothers Inc

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0099001/13/2014Claimant(s): Lehman Brothers Inc
Claimant Lawyers(s): Jennifer Hwang
Respondent(s): Jason Kraskiewicz
Respondent Lawyers(s): Jason Kraskiewicz
Arbitrator(s): Alexander I. Heckman, Daniel H. Yaffe, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
06-0134104/07/2008Claimant(s): Mark Frommer
Claimant Lawyers(s): William J. Serritella
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Steven B. Varick
Arbitrator(s): John K. Notz, Ronald A. Lavery, Joseph FitzSimmons
Hearing Site: Chicago, IL
06-0105011/19/2007Claimant(s): Richard Crockett
Claimant Lawyers(s): Peter H. Cantwell
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Steven B. Varick
Arbitrator(s): Wallace H. Hastings, Allen D. Schwartz, James M. Zilinsky
Hearing Site: Chicago, IL

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