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FINRA Awards for Judith C. Greene

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Case Number Award Date Case Summary Customer Case? Amount Granted
04-0676102/03/2009Claimant(s): Garrett Going
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital.
Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein
Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene
Hearing Site: New York, NY
07-0143510/31/2008Claimant(s): John Buglisi
Claimant Lawyers(s): Raji Kocchar
Respondent(s): Lewis Franklin
Respondent Lawyers(s): Lewis Joseph Franklin
Arbitrator(s): Judith C. Greene
Hearing Site: New York, NY

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