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FINRA Awards for Douglas P. Ralston

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0128002/06/2023Claimant(s): Billy Wong
Claimant Lawyers(s): Billy Wong
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou
Hearing Site: New York, NY

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