Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00482 | 10/12/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH | ||
| 19-03294 | 04/07/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): James P. Galvin Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Diane M. Perry, Robert G. Geeseman, Tiffany Ann Taylor Hearing Site: Boca Raton, FL |