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FINRA Awards for John Thomas Financial

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0360307/15/2013Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Charles Kleinbaum, Robert I. Adler, Jettie K. Thomas
Hearing Site: New York, NY
11-0103402/08/2012Claimant(s): John Thomas Financial
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Salvatore Gioe
Respondent Lawyers(s): Salvatore Gioe
Arbitrator(s): Ivan W. Harper, Leona Beane, Joan Seewald Brodsky
Hearing Site: New York, NY
10-0465104/20/2011Claimant(s): Michael Katz
Claimant Lawyers(s): Michael Jordan Katz
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Judith Levin
Hearing Site: New York, NY

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