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FINRA Awards for Christopher Ficara

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0249303/15/2021Claimant(s): Christopher Ficara
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Morris S. Getzels
Hearing Site: San Diego, CA

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